SEC Form 4 · accession 0001127602-19-004641
Salesforce, Inc. · CRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Parker Harris
Officer — Co-Founder and CTO · Director
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2019 | M | 5,711 | $52.30 | A | 29,974 | D | |
| Common StockF2 | Feb 5, 2019 | S | 3,611 | $158.4973 | D | 26,363 | D | |
| Common StockF3 | Feb 5, 2019 | S | 2,100 | $159.029 | D | 24,263 | D | |
| Common StockF4,F5 | Feb 5, 2019 | S | 400 | $158.5925 | D | 305,592 | I | By GP Family Trust |
| Common StockF6,F5 | Feb 5, 2019 | S | 220 | $159.2109 | D | 305,372 | I | By GP Family Trust |
| Common StockF8 | Feb 6, 2019 | G | 1,000 | $0.00 | D | 1,012,987 | I | By HJ Family Trust |
| Common StockF9 | holding | — | — | — | 308,472 | I | By Holly Familytrust | |
| Common StockF10 | holding | — | — | — | 173,760 | I | GPH Exempt GST | |
| Common StockF11 | holding | — | — | — | 173,760 | I | HJ Exempt GST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F12 | $52.30 | Feb 5, 2019 | M | 5,711 | D | Nov 26, 2014 | Nov 26, 2020 | Common Stock | 5,711 | 79,952 | D |
Explanation of responses
- F1Pursuant to a 10b5-1 Plan.
- F10Shares held in The G. Parker Harris III Exempt GST Family Trust.
- F11Shares held in The Holly L. Johnson Exempt GST Family Trust.
- F12Option is exercisable and vests over four years at the rate of 25% on November 26, 2014, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.
- F2Weighted average price. These shares were sold in multiple transactions at prices ranging from $157.8800 to $158.8700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Weighted average price. These shares were sold in multiple transactions at prices ranging from $158.9100 to $159.4600 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4Weighted average price. These shares were sold in multiple transactions at prices ranging from $157.9600 to $158.8900 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F5Shares held in The G. Parker Harris III Family Trust under the G. Parker Harris, III Grantor Retained Annuity Trust, dated December 19, 2003.
- F6Weighted average price. These shares were sold in multiple transactions at prices ranging from $159.0200 to $159.4400 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F7Gifts to charitable organizations.
- F8Shares held in The G. Parker Harris III & Holly L. Johnson Family Trust.
- F9Shares held in The Holly L. Johnson Family Trust under the Holly L. Johnson Grantor Retained Annuity Trust, dated December 19, 2003.