SEC Form 4 · accession 0001127602-19-002679
Salesforce, Inc. · CRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Parker Harris
Officer — Co-Founder and CTO · Director
Period of report
Jan 22, 2019
Accepted (ET)
Jan 24, 2019 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2019 | M | 5,711 | $52.30 | A | 29,974 | D | |
| Common StockF2 | Jan 22, 2019 | S | 1,811 | $148.1998 | D | 28,163 | D | |
| Common StockF3 | Jan 22, 2019 | S | 1,000 | $148.97 | D | 27,163 | D | |
| Common StockF4 | Jan 22, 2019 | S | 2,500 | $150.288 | D | 24,663 | D | |
| Common StockF5 | Jan 22, 2019 | S | 400 | $151.0075 | D | 24,263 | D | |
| Common StockF6,F7 | Jan 22, 2019 | S | 320 | $148.4906 | D | 306,912 | I | By GP Family Trust |
| Common StockF7 | Jan 22, 2019 | S | 100 | $149.43 | D | 306,812 | I | By GP Family Trust |
| Common StockF8,F7 | Jan 22, 2019 | S | 200 | $150.515 | D | 306,612 | I | By GP Family Trust |
| Common StockF10 | Jan 23, 2019 | G | 1,000 | $0.00 | D | 1,014,987 | I | By HJ Family Trust |
| Common StockF11 | holding | — | — | — | 308,472 | I | By Holly Familytrust | |
| Common StockF12 | holding | — | — | — | 173,760 | I | GPH Exempt GST | |
| Common StockF13 | holding | — | — | — | 173,760 | I | HJ Exempt GST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F14 | $52.30 | Jan 22, 2019 | M | 5,711 | D | Nov 26, 2014 | Nov 26, 2020 | Common Stock | 5,711 | 91,374 | D |
Explanation of responses
- F1Pursuant to a 10b5-1 Plan.
- F10Shares held in The G. Parker Harris III & Holly L. Johnson Family Trust.
- F11Shares held in The Holly L. Johnson Family Trust under the Holly L. Johnson Grantor Retained Annuity Trust, dated December 19, 2003.
- F12Shares held in The G. Parker Harris III Exempt GST Family Trust.
- F13Shares held in The Holly L. Johnson Exempt GST Family Trust.
- F14Option is exercisable and vests over four years at the rate of 25% on November 26, 2014, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.
- F2Weighted average price. These shares were sold in multiple transactions at prices ranging from $147.5800 to $148.5500 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Weighted average price. These shares were sold in multiple transactions at prices ranging from $148.6200 to $149.4800 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4Weighted average price. These shares were sold in multiple transactions at prices ranging from $149.8100 to $150.7000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F5Weighted average price. These shares were sold in multiple transactions at prices ranging from $150.9200 to $151.0800 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F6Weighted average price. These shares were sold in multiple transactions at prices ranging from $148.2200 to $148.8700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F7Shares held in The G. Parker Harris III Family Trust under the G. Parker Harris, III Grantor Retained Annuity Trust, dated December 19, 2003.
- F8Weighted average price. These shares were sold in multiple transactions at prices ranging from $150.4900 to $150.5400 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F9Gifts to charitable organizations.