SEC Form 4 · accession 0001127602-18-034044
Salesforce, Inc. · CRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Parker Harris
Officer — Co-Founder and CTO · Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 20, 2018 · 8:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | M | 5,710 | $52.30 | A | 27,937 | D | |
| Common StockF2 | Nov 20, 2018 | S | 200 | $114.135 | D | 27,737 | D | |
| Common StockF3 | Nov 20, 2018 | S | 500 | $117.288 | D | 27,237 | D | |
| Common StockF4 | Nov 20, 2018 | S | 500 | $118.816 | D | 26,737 | D | |
| Common StockF5 | Nov 20, 2018 | S | 1,910 | $120.4121 | D | 24,827 | D | |
| Common StockF6 | Nov 20, 2018 | S | 800 | $121.0713 | D | 24,027 | D | |
| Common StockF7 | Nov 20, 2018 | S | 1,300 | $122.5308 | D | 22,727 | D | |
| Common StockF8 | Nov 20, 2018 | S | 500 | $123.478 | D | 22,227 | D | |
| Common StockF9 | holding | — | — | — | 308,472 | I | By GP Family Trust | |
| Common StockF10 | holding | — | — | — | 1,029,065 | I | By HJ Family Trust | |
| Common StockF11 | holding | — | — | — | 308,472 | I | By Holly Familytrust | |
| Common StockF12 | holding | — | — | — | 173,760 | I | GPH Exempt GST | |
| Common StockF13 | holding | — | — | — | 173,760 | I | HJ Exempt GST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F14 | $52.30 | Nov 20, 2018 | M | 5,710 | D | Nov 26, 2014 | Nov 26, 2020 | Common Stock | 5,710 | 108,507 | D |
Explanation of responses
- F1Pursuant to a 10b5-1 Plan.
- F10Shares held in The G. Parker Harris III & Holly L. Johnson Family Trust.
- F11Shares held in The Holly L. Johnson Family Trust under the Holly L. Johnson Grantor Retained Annuity Trust, dated December 19, 2003.
- F12Shares held in The G. Parker Harris III Exempt GST Family Trust.
- F13Shares held in The Holly L. Johnson Exempt GST Family Trust.
- F14Option is exercisable and vests over four years at the rate of 25% on November 26, 2014, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.
- F2Weighted average price. These shares were sold in multiple transactions at prices ranging from $114.0900 to $114.1800 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Weighted average price. These shares were sold in multiple transactions at prices ranging from $116.8500 to $117.7600 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4Weighted average price. These shares were sold in multiple transactions at prices ranging from $118.4800 to $119.3500 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F5Weighted average price. These shares were sold in multiple transactions at prices ranging from $119.6800 to $120.6600 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F6Weighted average price. These shares were sold in multiple transactions at prices ranging from $120.7400 to $121.6700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F7Weighted average price. These shares were sold in multiple transactions at prices ranging from $122.0900 to $123.0000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F8Weighted average price. These shares were sold in multiple transactions at prices ranging from $123.1000 to $123.8200 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F9Shares held in The G. Parker Harris III Family Trust under the G. Parker Harris, III Grantor Retained Annuity Trust, dated December 19, 2003.