SEC Form 4 · accession 0001127602-18-032315

Salesforce, Inc. · CRM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Parker Harris

Officer — Co-Founder and CTO · Director

Period of report

Nov 6, 2018

Accepted (ET)

Nov 6, 2018 · 7:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001108524

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 6, 2018	M	5,711	$52.30	A	27,938	D
Common Stock^F2	Nov 6, 2018	S	2,010	$133.574	D	25,928	D
Common Stock^F3	Nov 6, 2018	S	1,101	$134.9654	D	24,827	D
Common Stock^F4	Nov 6, 2018	S	1,800	$135.595	D	23,027	D
Common Stock^F5	Nov 6, 2018	S	700	$136.9843	D	22,327	D
Common Stock	Nov 6, 2018	S	100	$137.84	D	22,227	D
Common Stock^F6	holding	—	—		—	308,472	I	By GP Family Trust
Common Stock^F7	holding	—	—		—	1,032,757	I	By HJ Family Trust
Common Stock^F8	holding	—	—		—	308,472	I	By Holly Familytrust
Common Stock^F9	holding	—	—		—	173,760	I	GPH Exempt GST
Common Stock^F10	holding	—	—		—	173,760	I	HJ Exempt GST

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F11	$52.30	Nov 6, 2018	M	5,711	D	Nov 26, 2014	Nov 26, 2020	Common Stock	5,711	119,927	D

Explanation of responses

F1Pursuant to a 10b5-1 Plan.
F10Shares held in The Holly L. Johnson Exempt GST Family Trust.
F11Option is exercisable and vests over four years at the rate of 25% on November 26, 2014, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.
F2Weighted average price. These shares were sold in multiple transactions at prices ranging from $133.2400 to $134.1400 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3Weighted average price. These shares were sold in multiple transactions at prices ranging from $134.2400 to $135.2300 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4Weighted average price. These shares were sold in multiple transactions at prices ranging from $135.3200 to $136.1400 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5Weighted average price. These shares were sold in multiple transactions at prices ranging from $136.6200 to $137.3600 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6Shares held in The G. Parker Harris III Family Trust under the G. Parker Harris, III Grantor Retained Annuity Trust, dated December 19, 2003.
F7Shares held in The G. Parker Harris III & Holly L. Johnson Family Trust.
F8Shares held in The Holly L. Johnson Family Trust under the Holly L. Johnson Grantor Retained Annuity Trust, dated December 19, 2003.
F9Shares held in The G. Parker Harris III Exempt GST Family Trust.