SEC Form 4 · accession 0001127602-16-068548
Salesforce, Inc. · CRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Parker Harris
Officer — Co-Founder
Period of report
Nov 25, 2016
Accepted (ET)
Nov 28, 2016 · 9:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2016 | M | 1,512 | $0.00 | A | 37,712 | D | |
| Common Stock | Nov 26, 2016 | M | 1,085 | $0.00 | A | 38,797 | D | |
| Common Stock | Nov 27, 2016 | M | 1,328 | $0.00 | A | 40,125 | D | |
| Common Stock | Nov 28, 2016 | S | 2,076 | $73.0306 | D | 38,049 | D | |
| Common StockF1 | holding | — | — | — | 308,472 | I | By GP Family Trust | |
| Common StockF2 | holding | — | — | — | 1,072,745 | I | By HJ Family Trust | |
| Common StockF3 | holding | — | — | — | 308,472 | I | By Holly Familytrust | |
| Common StockF4 | holding | — | — | — | 173,760 | I | GPH Exempt GST | |
| Common StockF5 | holding | — | — | — | 173,760 | I | HJ Exempt GST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F7 | $0.00 | Nov 25, 2016 | M | 1,512 | D | Nov 25, 2015 | Nov 25, 2018 | Common Stock | 1,512 | 12,097 | D |
| Restricted Stock UnitsF6,F8 | $0.001 | Nov 26, 2016 | M | 1,085 | D | Nov 26, 2014 | Nov 26, 2017 | Common Stock | 1,085 | 4,341 | D |
| Restricted Stock UnitsF6,F9 | $0.001 | Nov 27, 2016 | M | 1,328 | D | Nov 27, 2013 | Nov 27, 2016 | Common Stock | 1,328 | 0 | D |
Explanation of responses
- F1Shares held in The G. Parker Harris III Family Trust under the G. Parker Harris, III Grantor Retained Annuity Trust, dated December 19, 2003.
- F2Shares held in The G. Parker Harris III & Holly L. Johnson Family Trust.
- F3Shares held in The Holly L. Johnson Family Trust under the Holly L. Johnson Grantor Retained Annuity Trust, dated December 19, 2003.
- F4Shares held in The G. Parker Harris III Exempt GST Family Trust.
- F5Shares held in The Holly L. Johnson Exempt GST Family Trust.
- F6Restricted stock units convert to shares of common stock on a one-for-one basis.
- F7These restricted stock units vest as to 25% of the original grant on November 25, 2015 and vest as to 1/16 of the original grant quarterly thereafter.
- F8These restricted stock units vested as to 25% of the original grant on November 26, 2014 and vest as to 1/16 of the original grant quarterly thereafter.
- F9These restricted stock units vested as to 25% of the original grant on November 27, 2013 and vest as to 1/16 of the original grant quarterly thereafter.