SEC Form 4 · accession 0001127602-15-014133
Salesforce, Inc. · CRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Parker Harris
Officer — Co-Founder
Period of report
Apr 7, 2015
Accepted (ET)
Apr 7, 2015 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 7, 2015 | M | 5,000 | $35.625 | A | 26,172 | D | |
| Common StockF1 | Apr 7, 2015 | S | 5,000 | $68.8323 | D | 21,172 | D | |
| Common StockF2 | holding | — | — | — | 308,472 | I | By GP Family Trust | |
| Common StockF3 | holding | — | — | — | 1,081,715 | I | By HJ Family Trust | |
| Common StockF4 | holding | — | — | — | 308,472 | I | By Holly Familytrust | |
| Common StockF5 | holding | — | — | — | 173,760 | I | GPH Exempt GST | |
| Common StockF6 | holding | — | — | — | 173,760 | I | HJ Exempt GST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1,F7 | $35.625 | Apr 7, 2015 | M | 5,000 | D | Nov 23, 2011 | Nov 23, 2015 | Common Stock | 5,000 | 160,000 | D |
Explanation of responses
- F1Pursuant to a 10b5-1 Plan.
- F2Shares held in The G. Parker Harris III Family Trust under the G. Parker Harris, III Grantor Retained Annuity Trust, dated December 19, 2003.
- F3Shares held in The G. Parker Harris III & Holly L. Johnson Family Trust.
- F4Shares held in The Holly L. Johnson Family Trust under the Holly L. Johnson Grantor Retained Annuity Trust, dated December 19, 2003.
- F5Shares held in The G. Parker Harris III Exempt GST Family Trust.
- F6Shares held in The Holly L. Johnson Exempt GST Family Trust.
- F7Option is exercisable and vests over four years at the rate of 25% on November 23, 2011, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.