SEC Form 4/A · accession 0001562180-18-001767
TXNM ENERGY INC · TXNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Charles N Eldred
Officer — EXEC VP, CFO
Period of report
Mar 7, 2018
Accepted (ET)
Apr 2, 2018 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108426
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock SharesF3,F1,F2 | — | Apr 2, 2018 | J | 0 | A | — | — | Common Stock | 0 | 7,030 | I |
Explanation of responses
- F1The security converts to common stock on a one-for-one basis.
- F2The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan ("ESP") and will settle upon the Reporting Person's retirement or other termination of service.
- F3Total represents phantom stock shares of PNM Resources, Inc. ("PNMR") Common Stock held as of February 28, 2018 under the PNMR Executive Savings Plan II, the successor plan by merger to the ESP. The amendment to the Form 4 filed on March 9, 2018 is being filed to correct the number of phantom shares reported previously, which was reported incorrectly due to an administrative error.