SEC Form 4 · accession 0001562180-16-002343
TXNM ENERGY INC · TXNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan J Fohrer
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 12:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2016 | M | 928 | — | A | 10,624 | D | |
| Common StockF1 | May 15, 2016 | M | 784 | — | A | 11,408 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock RightsF2,F3 | — | May 12, 2016 | M | 928 | D | — | — | Common Stock | 928 | 3,423 | D |
| Restricted Stock RightsF2,F3 | — | May 15, 2016 | M | 784 | D | — | — | Common Stock | 784 | 2,639 | D |
Explanation of responses
- F1Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date.
- F2Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
- F3The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).