SEC Form 4 · accession 0001171843-19-000272
AMERICAN RIVER BANKSHARES · AMRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen H Waks
Director
Period of report
Jan 11, 2019
Accepted (ET)
Jan 14, 2019 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 11, 2019 | M | 2,785 | $0.00 | A | 77,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/ Right to Buy | $8.50 | Jan 11, 2019 | X | 2,785 | D | Feb 18, 2014 | Feb 18, 2019 | Common Stock | 0 | 0 | D |