SEC Form 4 · accession 0001171843-18-007246
AMERICAN RIVER BANKSHARES · AMRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell A Derenzo
Officer — EVP - Chief Financial Officer
Period of report
Oct 25, 2018
Accepted (ET)
Oct 25, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 25, 2018 | M | 1,050 | $7.07 | A | 63,976 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/ Right to Buy | $7.07 | Oct 25, 2018 | X | 1,050 | D | May 16, 2017 | May 17, 2022 | Common Stock | 0 | 2,176 | D |