SEC Form 4 · accession 0001171843-18-000213
AMERICAN RIVER BANKSHARES · AMRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Taber
Other
Period of report
Jan 4, 2018
Accepted (ET)
Jan 5, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2018 | M | 3,672 | $8.85 | A | 132,109 | D | |
| Common Stock | Jan 4, 2018 | M | 2,288 | $9.56 | A | 134,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/Right to Buy | $8.85 | Jan 4, 2018 | X | 3,672 | D | Oct 31, 2017 | Jan 31, 2018 | Common Stock | 0 | 0 | D |
| Option/Right to Buy | $9.56 | Jan 4, 2018 | X | 2,288 | D | Oct 31, 2017 | Jan 31, 2018 | Common Stock | 0 | 0 | D |