SEC Form 4 · accession 0001171843-17-004753
AMERICAN RIVER BANKSHARES · AMRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Taber
Officer — President & CEO · Director
Period of report
Aug 3, 2017
Accepted (ET)
Aug 4, 2017 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2017 | M | 8,614 | $8.50 | A | 165,751 | D | |
| Common Stock | Aug 3, 2017 | M | 9,548 | $7.07 | A | 175,299 | D | |
| Common Stock | Aug 3, 2017 | M | 11,015 | $8.85 | A | 186,314 | D | |
| Common Stock | Aug 3, 2017 | M | 4,576 | $9.56 | A | 190,890 | D | |
| Common Stock | Aug 3, 2017 | S | 33,753 | $13.85 | D | 157,137 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/Right to Buy | $8.50 | Aug 4, 2017 | X | 8,614 | D | Feb 18, 2014 | Feb 18, 2019 | Common Stock | 0 | 0 | D |
| Option/Right to Buy | $7.07 | Aug 4, 2017 | X | 9,548 | D | May 16, 2017 | May 16, 2022 | Common Stock | 0 | 0 | D |
| Option/Right to Buy | $8.85 | Aug 4, 2017 | X | 11,015 | D | May 22, 2017 | May 22, 2024 | Common Stock | 0 | 7,344 | D |
| Option/Right to Buy | $9.56 | Aug 4, 2017 | X | 4,576 | D | May 21, 2017 | May 21, 2025 | Common Stock | 0 | 6,865 | D |