SEC Form 4 · accession 0001171843-17-002609
AMERICAN RIVER BANKSHARES · AMRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell A Derenzo
Officer — EVP - Chief Financial Officer
Period of report
May 2, 2017
Accepted (ET)
May 3, 2017 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2017 | J | 25 | $0.00 | A | 60,067 | D | |
| Common Stock | May 3, 2017 | M | 1,000 | $8.50 | A | 61,067 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/ Right to Buy | $8.50 | May 3, 2017 | X | 1,000 | D | Feb 18, 2014 | Feb 18, 2019 | Common | 0 | 2,116 | D |
Explanation of responses
- F1Shares acquired as a gift from the Issuer as a result of Mr. Derenzo achieving his 25th year of service with the Issuer. These shares were acquired in an open market transaction.