SEC Form 4 · accession 0001171843-16-011328
AMERICAN RIVER BANKSHARES · AMRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell A Derenzo
Officer — EVP - Chief Financial Officer
Period of report
Jul 28, 2016
Accepted (ET)
Jul 28, 2016 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2016 | M | 1,000 | $8.50 | A | 56,649 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/ Right to Buy | $8.50 | Jul 28, 2016 | X | 1,000 | D | Feb 18, 2014 | Feb 18, 2019 | Common Stock | 0 | 3,116 | D |