SEC Form 4 · accession 0001171843-15-003072
AMERICAN RIVER BANKSHARES · AMRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell A Derenzo
Officer — EVP - Chief Financial Officer
Period of report
May 21, 2015
Accepted (ET)
May 22, 2015 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108236
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2015 | A | 1,662 | $0.00 | A | 52,919 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/ Right to Buy | $9.56 | May 21, 2015 | A | 980 | A | May 21, 2016 | May 21, 2025 | Common Stock | 0 | 980 | D |
| Option/ Right to Buy | $9.56 | May 21, 2015 | A | 980 | A | May 21, 2017 | May 21, 2025 | Common Stock | 0 | 1,960 | D |
| Option/ Right to Buy | $9.56 | May 21, 2015 | A | 981 | A | May 21, 2018 | May 21, 2025 | Common Stock | 0 | 2,941 | D |
| Option/ Right to Buy | $9.56 | May 21, 2015 | A | 981 | A | May 21, 2019 | May 21, 2025 | Common Stock | 0 | 3,922 | D |
| Option/ Right to Buy | $9.56 | May 21, 2015 | A | 981 | A | May 21, 2020 | May 21, 2025 | Common Stock | 0 | 4,903 | D |
Remarks
Mr. Derenzo was awarded restricted shares of common stock that vest ratably over five years or 20% per year.