SEC Form 4 · accession 0001209191-19-005355
CURIS INC · CRIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Martell
Officer — Head of Research & Development
Period of report
Jan 23, 2019
Accepted (ET)
Jan 25, 2019 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 23, 2019 | F | 8,473 | $1.07 | D | 28,527 | D | |
| Common StockF4,F2 | Jan 23, 2019 | S | 5,500 | $1.0728 | D | 23,027 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld by the Company to satisfy minimum statutory withholding requirements related to a vesting of a service-based restricted stock award granted on January 22, 2018.
- F2On May 29, 2018, the Company effected a 1-for-5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
- F3This transaction was effected pursuant to a Rule 10b5-1 trading plan to cover tax obligations.
- F4The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.02 to $1.09, inclusive. The reporting person undertakes to provide to Curis, Inc., any security holder of Curis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth on this Form 4.