SEC Form 4 · accession 0001209191-17-037263
CURIS INC · CRIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth I Kaitin
Director
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2017 | M | 10,000 | $1.39 | A | 36,800 | D | |
| Common Stock | May 31, 2017 | M | 5,000 | $1.39 | A | 41,800 | D | |
| Common Stock | May 31, 2017 | F | 12,193 | $1.71 | D | 29,607 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy) | $1.39 | May 31, 2017 | M | 10,000 | D | Jun 6, 2007 | Jun 6, 2017 | Common Stock | 10,000 | 0 | D |
| Non-qualified stock option (right to buy) | $1.39 | May 31, 2017 | M | 5,000 | D | Jun 6, 2007 | Jun 6, 2017 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The reporting person acquired 2,807 shares of common stock on "net exercise" of options that expire on June 6, 2017. The transaction was the net of: (1) an exercise of an aggregate of 15,000 options to purchase common stock; and (2) a tender of 12,193 shares of common stock for payment of the exercise price, using the closing stock price on May 31, 2017 of $1.71.