SEC Form 4/A · accession 0001209191-17-030403
CURIS INC · CRIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James R McNab
Director
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | May 3, 2017 | S | 30,000 | $2.1848 | D | 96,276 | I | By JR & MW McNab Operating LP |
| Common StockF4 | May 4, 2017 | S | 30,100 | $1.9654 | D | 66,176 | I | By JR & MW McNab Operating LP |
| Common StockF5 | May 5, 2017 | S | 16,176 | $1.8992 | D | 50,000 | I | By JR & MW McNab Operating LP |
| Common Stock | holding | — | — | — | 879,688 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to sell 450,000 shares.
- F2With this Form 4 filing, the plan is now complete. The cumulative total of 450,000 shares has been reached.
- F3The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $2.13 to $2.28, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F4The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.92 to $2.21, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F5The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.86 to $1.98, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Remarks
This Form 4 has been amended to state that the 10b5-1 plan is now complete. No additional shares remain to be sold under it.