SEC Form 4/A · accession 0001209191-17-028456
CURIS INC · CRIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James R McNab
Director
Period of report
Apr 20, 2017
Accepted (ET)
Apr 27, 2017 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 20, 2017 | S | 22,541 | $2.6609 | D | 1,057,147 | D | |
| Common StockF3 | Apr 21, 2017 | S | 45,705 | $2.5783 | D | 1,011,442 | D | |
| Common StockF4 | Apr 24, 2017 | S | 42,076 | $2.5635 | D | 969,366 | D | |
| Common Stock | holding | — | — | — | 300,000 | I | By JR & MW McNab Operating LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $2.61 to $2.69, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F3The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $2.53 to $2.65, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F4The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $2.53 to $2.58, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Remarks
On April 24, 2017, the reporting person filed a Form 4 that inadvertently included the 300,000 shares held by JR & MW McNab Operating LP as being owned directly. This Form 4 has been amended to present the ownership between direct ownership and JR & MW McNab Operating LP, which the reporting person may be deemed to indirectly beneficially own.