SEC Form 4 · accession 0001209191-16-124083
CURIS INC · CRIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth I Kaitin
Director
Period of report
May 26, 2016
Accepted (ET)
May 27, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 26, 2016 | M | 5,000 | $1.67 | A | 31,800 | D | |
| Common StockF1 | May 26, 2016 | S | 5,000 | $1.76 | D | 26,800 | D | |
| Common StockF1 | May 26, 2016 | M | 10,000 | $1.67 | A | 36,800 | D | |
| Common StockF1 | May 26, 2016 | S | 10,000 | $1.76 | D | 26,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F1,F2 | $1.67 | May 26, 2016 | M | 5,000 | D | Jun 1, 2010 | Jun 1, 2016 | Common Stock | 5,000 | 0 | D |
| Non-qualified stock option (right to buy)F1,F2 | $1.67 | May 26, 2016 | M | 10,000 | D | Jun 1, 2010 | Jun 1, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Stock options issued in 2006 with a ten-year term were due to expire on June 1, 2016.
- F2Options vested over a four-year period and became fully vested on June 1, 2010.