SEC Form 4 · accession 0001209191-15-087438
CURIS INC · CRIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Passeri
Director
Period of report
Dec 29, 2015
Accepted (ET)
Dec 30, 2015 · 7:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Dec 29, 2015 | M | 11,200 | $1.57 | A | 210,098 | D | |
| Common stockF1 | Dec 29, 2015 | S | 11,200 | $2.91 | D | 198,898 | D | |
| Common stock | Dec 30, 2015 | M | 14,400 | $1.57 | A | 213,298 | D | |
| Common stockF2 | Dec 30, 2015 | S | 14,400 | $3.01 | D | 198,898 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF3 | $1.57 | Dec 29, 2015 | M | 11,200 | D | May 31, 2010 | May 31, 2016 | Common stock | 11,200 | 0 | D |
| Employee stock optionF3 | $1.57 | Dec 30, 2015 | M | 14,400 | D | May 31, 2010 | May 31, 2016 | Common stock | 14,400 | 0 | D |
Explanation of responses
- F1These shares were sold between $2.81-$2.99/share pursuant to an effective 10b5-1 plan. The Company will provide, upon request, full information regarding the number of shares sold at each separate price.
- F2These shares were sold between $2.93-$3.10/share pursuant to an effective 10b5-1 plan. The Company will provide, upon request, full information regarding the number of shares sold at each separate price.
- F3Options vested over a four-year period and became fully vested on May 31, 2010.