SEC Form 4 · accession 0001567619-19-002029
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D. Carroll
Officer — Executive Vice President
Period of report
Jan 30, 2019
Accepted (ET)
Jan 31, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6 | Jan 30, 2019 | F | 454 | $27.91 | D | 8,349 | D | |
| Common StockF4 | Jan 30, 2019 | A | 2,150 | $0.00 | A | 2,150 | I | By Stock Award VIII |
| Common StockF6,F1 | holding | — | — | — | 0 | I | By Stock Award V | |
| Common StockF6,F2 | holding | — | — | — | 379 | I | By Stock Award VI | |
| Common StockF6,F3 | holding | — | — | — | 841 | I | By Stock Award VII | |
| Common StockF5 | holding | — | — | — | 11,053 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2017.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2018.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019.
- F4Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2020.
- F5Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F6Since the reporting person's last report, 570 shares previously held through Stock Award V, 380 shares previously held through Stock Award VI and 421 shares previously held through Stock Award VII have vested and are now owned directly.