SEC Form 4 · accession 0001567619-19-002015
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Marotta
Officer — President and CEO
Period of report
Jan 30, 2019
Accepted (ET)
Jan 31, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6 | Jan 30, 2019 | F | 1,510 | $27.91 | D | 41,489 | D | |
| Common StockF4 | Jan 30, 2019 | A | 11,523 | $0.00 | A | 11,523 | I | By Stock Award XII |
| Common StockF6,F1 | holding | — | — | — | 0 | I | By Stock Award IX | |
| Common StockF6,F2 | holding | — | — | — | 1,523 | I | By Stock Award X | |
| Common StockF6,F3 | holding | — | — | — | 3,320 | I | By Stock Award XI | |
| Common StockF5 | holding | — | — | — | 631 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2017.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2018.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019.
- F4Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2020.
- F5Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F6Since the reporting person's last report, 1,950 shares previously held through Stock Award IX, 1,524 shares previously held through Stock Award X and 1,660 shares previously held through Stock Award XI have vested and are now owned directly.