SEC Form 4 · accession 0001567619-19-002013
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory D Lindenmuth
Officer — EVP and Chief Risk Officer
Period of report
Jan 30, 2019
Accepted (ET)
Jan 31, 2019 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jan 30, 2019 | A | 2,150 | $0.00 | A | 2,150 | I | By Stock Award III |
| Common StockF5 | holding | — | — | — | 1,458 | D | ||
| Common StockF5,F1 | holding | — | — | — | 2,250 | I | By Stock Award I | |
| Common StockF5,F2 | holding | — | — | — | 664 | I | By Stock Award II | |
| Common StockF4 | holding | — | — | — | 1,006 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest 50% in three equal annual installments beginning on January 30, 2018 with the remaining 50% vesting on January 30, 2020.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2020.
- F4Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F5Since the reporting person's last report, 563 shares previously held through Stock Award I and 332 shares previously held through Stock Award II have vested and are now owned directly.