SEC Form 4 · accession 0001567619-19-001945
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Sheehan
Director
Period of report
Jan 30, 2019
Accepted (ET)
Jan 31, 2019 · 2:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Jan 30, 2019 | A | 1,613 | $0.00 | A | 1,613 | I | By Stock Award IV |
| Common StockF5 | holding | — | — | — | 2,226 | D | ||
| Common Stock | holding | — | — | — | 7,360 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 1,154 | I | By Daughter 1 | |
| Common Stock | holding | — | — | — | 1,154 | I | By Daughter 2 | |
| Common Stock | holding | — | — | — | 130 | I | By Ex-Spouse | |
| Common StockF5,F1 | holding | — | — | — | 0 | I | By Stock Award I | |
| Common StockF5,F2 | holding | — | — | — | 329 | I | By Stock Award II | |
| Common StockF5,F3 | holding | — | — | — | 620 | I | By Stock Award III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2017.
- F2Stock Awards granted to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2018.
- F3Stock Awards granted to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019.
- F4Stock Awards granted to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2020.
- F5Since the reporting person's last report, 420 shares previously held through Stock Award I, 328 shares previously held through Stock Award II and 310 shares previously held through Stock Award III have vested and are now owned directly.