SEC Form 4 · accession 0001567619-18-008112
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wm Gordon Prescott
Officer — SEVP and General Counsel
Period of report
Dec 17, 2018
Accepted (ET)
Dec 17, 2018 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2018 | P | 400 | $28.4085 | A | 4,785 | D | |
| Common Stock | Dec 17, 2018 | P | 200 | $28.4285 | A | 4,985 | D | |
| Common Stock | Dec 17, 2018 | P | 600 | $28.4371 | A | 5,585 | D | |
| Common Stock | Dec 17, 2018 | P | 35 | $28.441 | A | 5,620 | D | |
| Common Stock | holding | — | — | — | 694 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 746 | I | By Stock Award I | |
| Common StockF2 | holding | — | — | — | 694 | I | By Stock Award II | |
| Common StockF3 | holding | — | — | — | 923 | I | By Stock Award III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest 50% in three equal annual installments commencing on April 1, 2017 with the remaining 50% vesting on April 1, 2019.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest 50% in three equal annual installments commencing on April 1, 2018 with the remaining 50% vesting on April 1, 2020.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest 50% in three equal annual installments commencing on April 1, 2019 with the remaining 50% vesting on April 1, 2021.