SEC Form 4 · accession 0001140361-18-028221
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D. Carroll
Officer — Executive Vice President
Period of report
Jun 12, 2018
Accepted (ET)
Jun 12, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2018 | S | 1,500 | $42.5317 | D | 7,432 | D | |
| Common StockF1 | holding | — | — | — | 570 | I | By Stock Award V | |
| Common StockF2 | holding | — | — | — | 759 | I | By Stock Award VI | |
| Common StockF3 | holding | — | — | — | 1,262 | I | By Stock Award VII | |
| Common StockF4 | holding | — | — | — | 10,328 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2017.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2018.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019.
- F4Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.