SEC Form 4 · accession 0001140361-18-004409
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George F. Bacigalupo
Officer — Executive Vice President
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 2:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF7 | Jan 30, 2018 | F | 906 | $37.65 | D | 16,620 | D | |
| Common StockF5 | Jan 30, 2018 | A | 1,062 | $0.00 | A | 1,062 | I | By Stock Award IX |
| Common StockF7,F1 | holding | — | — | — | 0 | I | By Stock Award V | |
| Common StockF2 | holding | — | — | — | 14,524 | I | By Stock Award VI | |
| Common StockF7,F3 | holding | — | — | — | 1,050 | I | By Stock Award VII | |
| Common StockF7,F4 | holding | — | — | — | 1,125 | I | By Stock Award VIII | |
| Common StockF6 | holding | — | — | — | 387 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three annual installments beginning on January 30, 2016.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest 40% in four equal annual installments beginning on October 1, 2016 with the remaining 60% vesting on October 1, 2020.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three annual installments beginning on January 30, 2017.
- F4Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three annual installments beginning on January 30, 2018.
- F5Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three annual installments beginning on January 30, 2019.
- F6Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F7Since the reporting person's last report, 1,506 shares previously held through Stock Award V, 1,050 shares previously held through Stock Award VII and 563 shares previously held through Stock Award VIII have vested and are now owned directly.