SEC Form 4 · accession 0001140361-18-004397
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D. Carroll
Officer — Executive Vice President
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6 | Jan 30, 2018 | F | 374 | $37.65 | D | 7,831 | D | |
| Common StockF4 | Jan 30, 2018 | A | 1,262 | $0.00 | A | 1,262 | I | By Stock Award VII |
| Common StockF1 | holding | — | — | — | 1,671 | I | By Stock Award IV | |
| Common StockF6,F2 | holding | — | — | — | 570 | I | By Stock Award V | |
| Common StockF6,F3 | holding | — | — | — | 759 | I | By Stock Award VI | |
| Common StockF5 | holding | — | — | — | 10,077 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest 50% in three equal annual installments beginning on April 1, 2016 with the remaining 50% vesting on April 1, 2018.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2017.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2018.
- F4Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019.
- F5Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F6Since the reporting person's last report, 570 shares previously held through Stock Award V and 380 shares previously held through Stock Award VI have vested and are now owned directly.