SEC Form 4 · accession 0001140361-18-004390
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael P Daly
Officer — President and CEO · Director
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6 | Jan 30, 2018 | F | 3,886 | $37.65 | D | 98,935 | D | |
| Common StockF4 | Jan 30, 2018 | A | 9,628 | $0.00 | A | 9,628 | I | By Stock Award XVII |
| Common StockF6,F1 | holding | — | — | — | 0 | I | By Stock Award XIV | |
| Common StockF6,F2 | holding | — | — | — | 3,899 | I | By Stock Award XV | |
| Common StockF6,F3 | holding | — | — | — | 5,513 | I | By Stock Award XVI | |
| Common StockF5 | holding | — | — | — | 34,518 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,025 | I | Joint with Mother |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2016.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2017.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2018.
- F4Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019.
- F5Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F6Since the reporting person's last report, 4,551 shares previously held through Stock Award XIV, 3,900 shares previously held through Stock Award XV and 2,757 shares previously held through Stock Award XVI have vested and are now owned directly.