SEC Form 4 · accession 0001140361-17-032738
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Marotta
Officer — SEVP
Period of report
Aug 17, 2017
Accepted (ET)
Aug 18, 2017 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2017 | S | 8,478 | $33.3114 | D | 28,523 | D | |
| Common Stock | Aug 17, 2017 | S | 622 | $33.35 | D | 27,901 | D | |
| Common Stock | Aug 17, 2017 | S | 400 | $33.375 | D | 27,501 | D | |
| Common StockF1 | holding | — | — | — | 2,008 | I | By Stock Award VIII | |
| Common StockF2 | holding | — | — | — | 3,900 | I | By Stock Award IX | |
| Common StockF3 | holding | — | — | — | 4,571 | I | By Stock Award X | |
| Common StockF4 | holding | — | — | — | 611 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2016.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2017.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2018.
- F4Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.