SEC Form 4 · accession 0001140361-16-086606

Beacon Financial Corp · BBT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 10, 2016

Accepted (ET)

Nov 14, 2016 · 5:46 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001108134

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 10, 2016	M	19,643	$25.59	A	78,646	D
Common Stock	Nov 10, 2016	S	200	$31.10	D	78,446	D
Common Stock	Nov 10, 2016	S	500	$31.13	D	77,946	D
Common Stock	Nov 10, 2016	S	2,849	$31.15	D	75,097	D
Common Stock	Nov 10, 2016	S	1,629	$31.18	D	73,468	D
Common Stock	Nov 10, 2016	S	800	$31.20	D	72,668	D
Common Stock	Nov 10, 2016	S	615	$31.25	D	72,053	D
Common Stock	Nov 10, 2016	S	1,940	$31.30	D	70,113	D
Common Stock	Nov 10, 2016	S	1,400	$31.33	D	68,713	D
Common Stock	Nov 10, 2016	S	2,400	$31.35	D	66,313	D
Common Stock	Nov 10, 2016	S	500	$31.38	D	65,813	D
Common Stock	Nov 10, 2016	S	3,183	$31.40	D	62,630	D
Common Stock	Nov 10, 2016	S	1,400	$31.43	D	61,230	D
Common Stock	Nov 10, 2016	S	1,124	$31.45	D	60,106	D
Common Stock	Nov 10, 2016	S	1,103	$31.48	D	59,003	D
Common Stock^F1	holding	—	—		—	400	I	By Stock Award III
Common Stock^F2	holding	—	—		—	937	I	By Stock Award IV
Common Stock^F3	holding	—	—		—	1,260	I	By Stock Award V
Common Stock	holding	—	—		—	5,226	I	By IRA
Common Stock	holding	—	—		—	8,457	I	By Wife

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options	$25.59	Nov 10, 2016	M	19,643	D	Jan 1, 2008	Nov 29, 2016	Common Stock	19,643	15,000	D
Stock Options	$22.61	holding	—	—	—	Jan 1, 2009	Mar 4, 2018	Common Stock	7,455	7,455	D

F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2015.
F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2016.
F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2017.