SEC Form 4 · accession 0001140361-16-084063
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Williar Dunlaevy
Director
Period of report
Oct 27, 2016
Accepted (ET)
Oct 31, 2016 · 2:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2016 | M | 19,540 | $25.59 | A | 78,543 | D | |
| Common Stock | Oct 27, 2016 | S | 3,175 | $29.15 | D | 75,368 | D | |
| Common Stock | Oct 27, 2016 | S | 4,225 | $29.175 | D | 71,143 | D | |
| Common Stock | Oct 27, 2016 | S | 2,245 | $29.20 | D | 68,898 | D | |
| Common Stock | Oct 27, 2016 | S | 4,495 | $29.225 | D | 64,403 | D | |
| Common Stock | Oct 27, 2016 | S | 1,800 | $29.25 | D | 62,603 | D | |
| Common Stock | Oct 27, 2016 | S | 1,400 | $29.275 | D | 61,203 | D | |
| Common Stock | Oct 27, 2016 | S | 900 | $29.30 | D | 60,303 | D | |
| Common Stock | Oct 27, 2016 | S | 1,300 | $29.325 | D | 59,003 | D | |
| Common StockF1 | holding | — | — | — | 400 | I | By Stock Award III | |
| Common StockF2 | holding | — | — | — | 937 | I | By Stock Award IV | |
| Common StockF3 | holding | — | — | — | 1,260 | I | By Stock Award V | |
| Common Stock | holding | — | — | — | 5,226 | I | By IRA | |
| Common Stock | holding | — | — | — | 8,457 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $25.59 | Oct 27, 2016 | M | 19,540 | D | Jan 1, 2008 | Nov 29, 2016 | Common Stock | 19,540 | 109,643 | D |
| Stock Options | $22.61 | holding | — | — | — | Jan 1, 2009 | Mar 4, 2018 | Common Stock | 7,455 | 7,455 | D |
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2015.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2016.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2017.