SEC Form 4 · accession 0001140361-16-071729
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allison O'Rourke
Officer — Executive Vice President
Period of report
Apr 1, 2016
Accepted (ET)
Jul 6, 2016 · 12:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Apr 1, 2016 | F | 421 | $26.84 | D | 2,020 | D | |
| Common StockF5,F1 | holding | — | — | — | 0 | I | By Stock Award I | |
| Common StockF5,F2 | holding | — | — | — | 896 | I | By Stock Award II | |
| Common StockF3 | holding | — | — | — | 900 | I | By Stock Award III | |
| Common StockF4 | holding | — | — | — | 311 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments commencing on April 1, 2014.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest 50% in three equal annual installments commencing on April 1, 2016 with the remaining 50% vesting on April 1, 2018.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2017.
- F4Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F5Since the reporting person's last report, 997 shares previously held through Stock Award I and 179 shares previously held through Stock Award II have vested and are now owned directly.