SEC Form 4/A · accession 0001140361-16-049998
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael D. Carroll
Officer — Executive Vice President
Period of report
Jan 30, 2016
Accepted (ET)
Feb 3, 2016 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Jan 30, 2016 | A | 1,710 | $0.00 | A | 1,710 | I | By Stock Award V |
| Common StockF7 | Jan 30, 2016 | F | 165 | $27.78 | D | 2,905 | D | |
| Common StockF6 | holding | — | — | — | 9,557 | I | By 401(k) | |
| Common StockF7,F1 | holding | — | — | — | 1,943 | I | By Stock Award I | |
| Common StockF2 | holding | — | — | — | 5,934 | I | By Stock Award II | |
| Common StockF3 | holding | — | — | — | 1,587 | I | By Stock Award III | |
| Common StockF4 | holding | — | — | — | 2,507 | I | By Stock Award IV |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest 50% in four equal annual installments commencing on January 30, 2014 with the remaining 50% vesting on January 30, 2017.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest on October 1, 2016.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest 50% in three equal annual installments commencing on July 1, 2015 with the remaining 50% vesting on July 1, 2017.
- F4Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest 50% in three equal annual installments commencing on April 1, 2016 with the remaining 50% vesting on April 1, 2018.
- F5Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2017.
- F6Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F7Since the reporting person's last report, 389 shares previously held through Stock Award I have vested and are now owned directly.