SEC Form 4 · accession 0001140361-16-049742
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Williar Dunlaevy
Director
Period of report
Jan 30, 2016
Accepted (ET)
Feb 2, 2016 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Jan 30, 2016 | A | 1,260 | $0.00 | A | 1,260 | I | By Stock Award V |
| Common StockF5,F1 | holding | — | — | — | 0 | I | By Stock Award II | |
| Common StockF5,F2 | holding | — | — | — | 400 | I | By Stock Award III | |
| Common StockF5,F3 | holding | — | — | — | 937 | I | By Stock Award IV | |
| Common StockF5 | holding | — | — | — | 59,003 | D | ||
| Common Stock | holding | — | — | — | 5,226 | I | By IRA | |
| Common Stock | holding | — | — | — | 8,457 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $22.61 | holding | — | — | — | Jan 1, 2009 | Mar 4, 2018 | Common Stock | 7,455 | 7,455 | D |
| Stock Options | $25.59 | holding | — | — | — | Jan 1, 2008 | Nov 29, 2016 | Common Stock | 129,183 | 129,183 | D |
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2014.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2015.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2016.
- F4Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2017.
- F5Since the reporting person's last report, 414 shares previously held through Stock Award II, 400 shares previously held through Stock Award III and 469 shares previously held through Stock Award IV have vested and are now owned directly.