SEC Form 4 · accession 0001140361-15-003774
Beacon Financial Corp · BBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda Johnston
Officer — EVP and Chief HR Officer
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 2:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Jan 30, 2015 | A | 3,514 | $0.00 | A | 3,514 | I | By Stock Award X |
| Common StockF6 | Jan 30, 2015 | F | 1,500 | $24.90 | D | 19,370 | D | |
| Common StockF6,F1 | holding | — | — | — | 0 | I | By Stock Award VI | |
| Common StockF6,F2 | holding | — | — | — | 898 | I | By Stock Award VII | |
| Common StockF6,F3 | holding | — | — | — | 2,000 | I | By Stock Award VIII | |
| Common StockF6,F4 | holding | — | — | — | 4,000 | I | By Stock Award IX | |
| Common StockF7 | holding | — | — | — | 3,597 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2013.
- F2Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2014.
- F3Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2015.
- F4Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2015.
- F5Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2016.
- F6Since the reporting person's last report, 764 shares previously held through Stock Award VI, 898 shares previously held through Stock Award VII, 1,000 shares previously held through Stock Award VIII and 2,000 shares previously held through Stock Award IX have vested and are now owned directly.
- F7Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.