SEC Form 4 · accession 0001209191-19-009331
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey P Hank
Director
Period of report
Feb 11, 2019
Accepted (ET)
Feb 12, 2019 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2019 | M | 11,250 | $4.10 | A | 19,993 | D | |
| Common StockF2 | Feb 11, 2019 | S | 8,962 | $94.2171 | D | 11,031 | D | |
| Common StockF3 | Feb 11, 2019 | S | 2,288 | $95.0423 | D | 8,743 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $4.10 | Feb 11, 2019 | M | 11,250 | D | — | Jan 28, 2020 | Common Stock | 11,250 | 22,500 | D |
Explanation of responses
- F1The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2018.
- F2The sale price represents the weighted average price of the shares sold ranging from $93.80 to $94.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The sale price represents the weighted average price of the shares sold ranging from $94.835 to $95.52 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4This option is fully vested and immediately exercisable.