SEC Form 4 · accession 0001209191-18-058640
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey P Hank
Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2018 | M | 11,250 | $4.10 | A | 19,993 | D | |
| Common StockF2 | Nov 12, 2018 | S | 4,000 | $71.2269 | D | 15,993 | D | |
| Common StockF3 | Nov 12, 2018 | S | 5,592 | $72.3378 | D | 10,401 | D | |
| Common StockF4 | Nov 12, 2018 | S | 1,658 | $72.9935 | D | 8,743 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $4.10 | Nov 12, 2018 | M | 11,250 | D | — | Jan 28, 2020 | Common Stock | 11,250 | 33,750 | D |
Explanation of responses
- F1The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2018.
- F2The sale price represents the weighted average price of the shares sold ranging from $70.73 to $71.71 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The sale price represents the weighted average price of the shares sold ranging from $71.77 to $72.76 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4The sale price represents the weighted average price of the shares sold ranging from $72.77 to $73.31 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5This option is fully vested and immediately exercisable.