SEC Form 4 · accession 0001209191-18-050549
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce K Posey
Officer — VP, GC and Corp. Sec.
Period of report
Sep 10, 2018
Accepted (ET)
Sep 11, 2018 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 10, 2018 | M | 2,000 | $37.28 | A | 37,548 | D | |
| Common StockF2 | Sep 10, 2018 | S | 600 | $91.4167 | D | 36,948 | D | |
| Common StockF3 | Sep 10, 2018 | S | 1,400 | $92.3857 | D | 35,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $37.28 | Sep 10, 2018 | M | 2,000 | D | — | Jul 29, 2025 | Common Stock | 2,000 | 21,000 | D |
Explanation of responses
- F1The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2018.
- F2The sale price represents the weighted average price of the shares sold ranging from $90.925 to $91.85 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The sale price represents the weighted average price of the shares sold ranging from $91.925 to $92.80 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4This option is fully vested and immediately exercisable.