SEC Form 4 · accession 0001209191-18-050107
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melissa B Fisher
Officer — Chief Financial Officer
Period of report
Sep 6, 2018
Accepted (ET)
Sep 7, 2018 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2018 | M | 1,500 | $25.56 | A | 121,330 | D | |
| Common StockF2 | Sep 6, 2018 | S | 700 | $88.3734 | D | 120,630 | D | |
| Common StockF3 | Sep 6, 2018 | S | 800 | $89.5843 | D | 119,830 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $25.56 | Sep 6, 2018 | M | 1,500 | D | — | Apr 28, 2026 | Common Stock | 1,500 | 64,911 | D |
Explanation of responses
- F1The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2018.
- F2The sale price represents the weighted average price of the shares sold ranging from $87.90 to $88.714 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The sale price represents the weighted average price of the shares sold ranging from $89.185 to $90.057 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4Twenty-five percent (25%) of the shares subject to the option shall vest on April 28, 2017 and the remaining shares shall vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.