SEC Form 4 · accession 0001209191-18-047090
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philippe F Courtot
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
Aug 14, 2018
Accepted (ET)
Aug 16, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | M | 20,000 | $3.80 | A | 5,458,092 | D | |
| Common StockF2 | Aug 14, 2018 | S | 2,316 | $84.7184 | D | 5,455,776 | D | |
| Common StockF3 | Aug 14, 2018 | S | 17,426 | $85.6029 | D | 5,438,350 | D | |
| Common Stock | Aug 14, 2018 | S | 258 | $86.30 | D | 5,438,092 | D | |
| Common Stock | Aug 15, 2018 | M | 20,000 | $3.80 | A | 5,458,092 | D | |
| Common StockF4 | Aug 15, 2018 | S | 5,322 | $83.8673 | D | 5,452,770 | D | |
| Common StockF5 | Aug 15, 2018 | S | 13,529 | $84.3711 | D | 5,439,241 | D | |
| Common StockF6 | Aug 15, 2018 | S | 1,149 | $85.3631 | D | 5,438,092 | D | |
| Common StockF7 | holding | — | — | — | 100,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F8 | $3.80 | Aug 14, 2018 | M | 20,000 | D | — | Dec 2, 2019 | Common Stock | 20,000 | 51,927 | D |
| Stock Option (right to buy)F8 | $3.80 | Aug 15, 2018 | M | 20,000 | D | — | Dec 2, 2019 | Common Stock | 20,000 | 31,927 | D |
Explanation of responses
- F1The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018.
- F2The sale price represents the weighted average price of the shares sold ranging from $84.15 to $85.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The sale price represents the weighted average price of the shares sold ranging from $85.15 to $86.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4The sale price represents the weighted average price of the shares sold ranging from $83.15 to $84.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5The sale price represents the weighted average price of the shares sold ranging from $84.15 to $85.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F6The sale price represents the weighted average price of the shares sold ranging from $85.15 to $85.70 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F7These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.
- F8The option is fully vested and immediately exercisable.