SEC Form 4 · accession 0001209191-18-038813
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Dixon
Director
Period of report
Jun 18, 2018
Accepted (ET)
Jun 20, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 18, 2018 | A | 2,588 | $0.00 | A | 89,852 | D | |
| Common StockF2,F3 | holding | — | — | — | 82,538 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 643 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities represent restricted stock units which vest on the earlier of (i) June 18, 2019 or (ii) the day before the Issuer's 2019 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.
- F2Reflects a transfer of 17,500 shares from the Reporting Person to the Donald and Elizabeth Dixon Family Limited Partnership.
- F3The shares are held directly by Donald and Elizabeth Dixon Family Limited Partnership, for which the Reporting Person and his spouse serve as general partners.
- F4The shares are held directly by Dixon Family Trust U/A Dated 6/18/88, for which the Reporting Person and his spouse serve as settlors.