SEC Form 4 · accession 0001209191-18-011409
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristi Marie Rogers
Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 20, 2018 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2018 | M | 10,000 | $0.00 | A | 21,155 | D | |
| Common StockF2 | Feb 16, 2018 | S | 4,038 | $71.182 | D | 17,117 | D | |
| Common StockF3 | Feb 16, 2018 | S | 5,962 | $72.3277 | D | 11,155 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $16.68 | Feb 16, 2018 | M | 10,000 | D | — | Aug 1, 2023 | Common Stock | 10,000 | 11,000 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2017.
- F2The sale price represents the weighted average price of the shares sold ranging from $70.80 to $71.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The sale price represents the weighted average price of the shares sold ranging from $71.85 to $72.50 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4The option is fully vested and immediately exercisable.