SEC Form 4 · accession 0001209191-18-010559
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce K Posey
Officer — VP, GC and Corp. Sec.
Period of report
Feb 14, 2018
Accepted (ET)
Feb 15, 2018 · 7:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2018 | M | 25,000 | $37.28 | A | 60,997 | D | |
| Common StockF2 | Feb 14, 2018 | S | 7,540 | $67.0397 | D | 53,457 | D | |
| Common StockF3 | Feb 14, 2018 | S | 20,460 | $67.686 | D | 32,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $37.28 | Feb 14, 2018 | M | 25,000 | D | — | Jul 29, 2025 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2017.
- F2The sale price represents the weighted average price of the shares sold ranging from $66.30 to $67.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The sale price represents the weighted average price of the shares sold ranging from $67.30 to $68.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4One twenty-fourth (1/24th) of the shares subject to the option vest on June 21, 2016 and one twenty-fourth (1/24th) of the shares subject to the option vest monthly thereafter.