SEC Form 4 · accession 0001209191-17-062932
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Dixon
Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 27, 2017 | S | 40,591 | $59.7167 | D | 114,064 | D | |
| Common StockF2 | Nov 27, 2017 | S | 8,800 | $60.5134 | D | 105,264 | D | |
| Common StockF3 | Nov 27, 2017 | S | 500 | $61.36 | D | 104,764 | D | |
| Common StockF4,F5 | Nov 27, 2017 | S | 35,808 | $59.7871 | D | 87,998 | I | See Footnote |
| Common StockF6,F5 | Nov 27, 2017 | S | 5,360 | $60.6991 | D | 82,638 | I | See Footnote |
| Common StockF5 | Nov 27, 2017 | S | 100 | $61.50 | D | 82,538 | I | See Footnote |
| Common StockF7 | Nov 28, 2017 | S | 320 | $60.00 | D | 643 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale price represents the weighted average price of the shares sold ranging from $59.25 to $60.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F2The sale price represents the weighted average price of the shares sold ranging from $60.25 to $60.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The sale price represents the weighted average price of the shares sold ranging from $61.30 to $61.50 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4The sale price represents the weighted average price of the shares sold ranging from $59.45 to $60.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5The shares are held directly by Donald and Elizabeth Dixon Family Limited Partnership, for which the Reporting Person and his spouse serve as general partners.
- F6The sale price represents the weighted average price of the shares sold ranging from $60.45 to $61.35 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F7The shares are held directly by Dixon Family Trust U/A Dated 6/18/88, for which the Reporting Person and his spouse serve as settlors.