SEC Form 4 · accession 0001209191-17-061568
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Dixon
Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2017 | S | 7,707 | $57.8047 | D | 196,839 | D | |
| Common StockF2,F3 | Nov 15, 2017 | S | 49 | $57.8041 | D | 1,234 | I | See Footnote |
| Common Stock | Nov 15, 2017 | S | 6,374 | $57.8047 | D | 158,700 | I | See Footnote |
| Common Stock | Nov 16, 2017 | S | 25,437 | $58.0858 | D | 171,402 | D | |
| Common Stock | Nov 16, 2017 | S | 9,202 | $58.6095 | D | 162,200 | D | |
| Common Stock | Nov 16, 2017 | S | 271 | $57.9262 | D | 963 | I | See Footnote |
| Common Stock | Nov 16, 2017 | S | 25,100 | $58.0723 | D | 133,600 | I | See Footnote |
| Common Stock | Nov 16, 2017 | S | 9,603 | $58.6008 | D | 123,997 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale price represents the weighted average price of the shares sold ranging from $57.05 to $57.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F2The sale price represents the weighted average price of the shares sold ranging from $57.50 to $57.55 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The shares are held directly by Dixon Family Trust U/A Dated 6/18/88, for which the Reporting Person and his spouse serve as settlors.