SEC Form 4/A · accession 0001209191-17-039888
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald R Dixon
Director
Period of report
Jun 5, 2017
Accepted (ET)
Jun 14, 2017 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 5, 2017 | A | 4,982 | $0.00 | A | 204,546 | D | |
| Common StockF3 | holding | — | — | — | 165,074 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 1,283 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities represent restricted stock units which vest on the earlier of (i) June 5, 2018 or (ii) the day before the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued service through each such vesting date.
- F2This amended Form 4 corrects an original Form 4 filed on June 7, 2017, which incorrectly reported the number of restricted stock units acquired.
- F3The shares are held directly by Donald and Elizabeth Dixon Family Limited Partnership, for which the Reporting Person and his spouse serve as general partners.
- F4The shares are held directly by Dixon Family Trust U/A Dated 6/18/88, for which the Reporting Person and his spouse serve as settlors.