SEC Form 4 · accession 0001209191-17-029239
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amer Deeba
Officer — VP Corp Dev & Strat Alliances
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2017 | A | 21,515 | $0.00 | A | 79,353 | D | |
| Common Stock | May 1, 2017 | M | 2,000 | $2.80 | A | 81,353 | D | |
| Common StockF3 | May 1, 2017 | S | 2,000 | $38.6072 | D | 79,353 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $2.80 | May 1, 2017 | M | 2,000 | D | — | Jul 30, 2019 | Common Stock | 2,000 | 45,000 | D |
Explanation of responses
- F1The reported securities represent restricted stock units ("RSUs") which vest quarterly in installments of approximately 8.23% of the total number of RSUs over the year after May 1, 2017, and in installments of approximately 5.59% of the total number of RSUs over the three years after May 1, 2018, subject to the Reporting Person's continued service through each vesting date.
- F2The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.
- F3The sale price represents the weighted average price of the shares sold ranging from $38.30 to $38.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4The option is fully vested and immediately exercisable.