SEC Form 4 · accession 0001209191-17-029236
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philippe F Courtot
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2017 | A | 369,065 | $0.00 | A | 5,456,607 | D | |
| Common StockF2 | holding | — | — | — | 100,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities represent restricted stock units ("RSUs") which vest quarterly in installments of approximately 15.94% of the total number of RSUs over the year after May 1, 2017, and in installments of approximately 3.02% of the total number of RSUs over the three years after May 1, 2018, subject to the Reporting Person's continued service through each vesting date.
- F2These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.